Securities

Federal
US Congress 117th Congress

IMPAIR Russia Act Instituting Measures to Protect American Investors and Retirees from Russia Act of 2022 [S.3733] [Finance ] [International ] [Investments ] [Retirement ]
A bill to prohibit investment by institutional investors in securities issued by Russian entities.

  

Sponsored by: Sen. Marco Rubio Read Twice And Referred To The Committee On Banking, Housing, And Urban Affairs. on 03/02/2022

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State (Kentucky)
Kentucky 2022 Regular Session

AN ACT relating to persons regulated under the Securities Act of Kentucky. [SB-298] [Technology and Innovation ] [Cybersecurity ] [Finance ] [Investments ] [Small Business ] [Insurance ] [Education ]
Amend KRS 292.336 to require investment advisers to establish written procedures relating to a business continuity and succession plan; require investment advisers to establish and implement written physical security and cybersecurity policies and procedures; create a new section of KRS Chapter 292 to establish continuing education requirements for investment adviser representatives; EFFECTIVE January 1, 2023.

  

Sponsored by: Sen. Jared Carpenter Signed By Governor (acts Ch. 145) on 04/08/2022

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State (Kentucky)
Kentucky 2022 Regular Session

AN ACT relating to state dealings with companies that engage in energy company boycotts. [SB-205] [Energy ] [Finance ] [Investments ] [Trade ] [Budget and Spending ] [Economic Development ]
Create new sections of KRS Chapter 41 to declare findings regarding the financial harms of boycotting energy companies for dealing in fossil-fuel based energy; define terms; require the State Treasurer to publish, maintain, and update a list of financial companies engaged in energy company boycotts and to file the list with the Legislative Research Commission and the Attorney General; require state governmental entities to notify the Treasurer of the listed financial companies in which the state governmental entity owns direct or indirect holdings; (continued...)

  

Sponsored by: Sen. Robert Mills Signed By Governor (acts Ch. 120) on 04/08/2022

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State (Maryland)
Maryland 2022 Regular Session

Maryland Real Property Transfer-on-Death (TOD) Act [HB-1270] [Real Estate ] [Property Tax ]
Altering the Maryland Uniform Disclaimer of Property Interests Act to provide for the disclaimer of nonprobate transfers at death; providing for the creation, revocation, recordation, and effects of a transfer-on-death deed for real property; requiring the Administrative Office of the Courts to develop an informational sheet regarding transfer-on-death deeds for use at courthouses and on the website for the Maryland courts; providing example forms for the creation and revocation of a transfer-on-death deed; etc.

  

Sponsored by: Rep. Terri Hill Hearing 3/09 At 1:00 P.m. on 02/23/2022

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Federal
US Congress 117th Congress

Belarus Aggression Accountability Act of 2022 [S.3640] [International ] [National Security ]
A bill to require the imposition of sanctions with respect to persons that aid or assist the Russian Federation in acts of military aggression toward Ukraine.

  

Sponsored by: Sen. James Lankford Read Twice And Referred To The Committee On Foreign Relations. on 02/10/2022

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Federal
US Congress 117th Congress

Bipartisan Ban on Congressional Stock Ownership Act of 2022 [HB-6678] [Ethics ] [Finance ] [Investments ]
To prohibit stock trading and ownership by Members of Congress and spouses of Members of Congress, and for other purposes.

  

Sponsored by: Rep. Eleanor Norton Referred To The Subcommittee On Commodity Exchanges, Energy, And Credit. on 02/24/2022

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State (Idaho)
Idaho 2022 Regular Session

Amends existing law to provide correct terminology, to clarify provisions regarding disciplinary conditions, to revise provisions regarding the statute of limitations, and to provide references to United States Code. [HB-556] [Finance ] [Law Enforcement ] [Consumer Protection ]
SECURITIES -- Amends existing law to provide correct terminology, to clarify provisions regarding disciplinary conditions, to revise provisions regarding the statute of limitations, and to provide references to United States Code.

  

Sponsored by: Rep. Reported Signed By Governor On March 21, 2022 Session Law Chapter 101 Effective: 07/01/2022 on 03/22/2022

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State (Utah)
Utah 2022 General Session

Digital Asset Amendments [SB-182] [Technology and Innovation ] [Finance ]
Digital Asset Amendments

  

Sponsored by: Sen. Kirk Cullimore Governor Signed In Lieutenant Governor's Office For Filing on 03/24/2022

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Federal
US Congress 117th Congress

STAND with Taiwan Act of 2022 Sanctions Targeting Aggressors of Neighboring Democracies with Taiwan Act of 2022 [HB-6484] [International ] [National Security ] [Trade ] [Human Rights ] [Military ]
To require the imposition of sanctions with respect to the People's Republic of China if the People's Liberation Army initiates a military invasion of Taiwan, and for other purposes.

  

Sponsored by: Rep. Mike Gallagher Referred To The Subcommittee On Immigration And Citizenship. on 11/01/2022

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Federal
US Congress 117th Congress

Defending Ukraine Sovereignty Act of 2022 [HB-6470] [International ] [Defense ] [National Security ] [Military ] [Human Rights ]
To counter the aggression of the Russian Federation against Ukraine and Eastern European allies, to expedite security assistance to Ukraine to bolster Ukraine's defense capabilities, and to impose sanctions relating to the actions of the Russian Federation with respect to Ukraine, and for other purposes.

  

Sponsored by: Rep. Gerald Connolly Referred To The Subcommittee On Immigration And Citizenship. on 11/01/2022

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Federal
US Congress 117th Congress

Empowering States to Protect Seniors from Bad Actors Act [S.3529] [Senior Citizens ] [Consumer Protection ] [Finance ] [Grants ] [Funding ]
A bill to amend the Investor Protection and Securities Reform Act of 2010 to provide grants to States for enhanced protection of senior investors and senior policyholders, and for other purposes.

  

Sponsored by: Sen. Robert Casey Committee On Banking, Housing, And Urban Affairs. Hearings Held. on 07/28/2022

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State (Maryland)
Maryland 2022 Regular Session

Income Tax - Carried Interest - Additional Tax [SB-361] [Taxes ] [Finance ] [Real Estate ] [Investments ]
Imposing a tax of 17% on the Maryland taxable income attributable to certain investment management services of an individual or a corporation or the distributive share of a pass-through entity; providing that the tax does not apply to investment management services if at least 80% of the specified assets consists of real estate; and terminating the Act if certain federal legislation is enacted into law.

  

Sponsored by: Sen. Delores Kelley Hearing 2/09 At 1:00 P.m. on 01/26/2022

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Federal
US Congress 117th Congress

Putin Accountability Act [HB-6422] [International ] [National Security ]
To impose sanctions with respect to the Russian Federation, and for other purposes.

  

Sponsored by: Rep. Alexander Mooney Referred To The Subcommittee On Immigration And Citizenship. on 11/01/2022

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Federal
US Congress 117th Congress

STAND with Taiwan Act of 2022 Sanctions Targeting Aggressors of Neighboring Democracies with Taiwan Act of 2022 [S.3526] [International ] [National Security ] [Trade ] [Human Rights ] [Military ]
A bill to require the imposition of sanctions with respect to the People's Republic of China if the People's Liberation Army initiates a military invasion of Taiwan, and for other purposes.

  

Sponsored by: Sen. Roger Marshall Read Twice And Referred To The Committee On Banking, Housing, And Urban Affairs. on 01/19/2022

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State (Kentucky)
Kentucky 2022 Regular Session

AN ACT relating to liability and workers' compensation self-insurance group investments. [HB-307] [Insurance ] [Workers' Compensation ] [Labor, Jobs, Employment ]
Amend KRS 304.48-090 and 304.50-055 to define "nationally recognized statistical rating organization" and establish permissible investments for liability self-insurance groups and workers' compensation self-insurance groups.

  

Sponsored by: Rep. Phillip Pratt Signed By Governor (acts Ch. 62) on 03/30/2022

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Federal
US Congress 117th Congress

Deterring Authoritarian Hostilities Act of 2022 [S.3513] [International ] [National Security ]
A bill to impose additional sanctions with respect to the Russian Federation if the Government of the Russian Federation infringes on the territorial integrity of Ukraine, and for other purposes.

  

Sponsored by: Sen. Marco Rubio Read Twice And Referred To The Committee On Foreign Relations. on 01/13/2022

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Federal
US Congress 117th Congress

Defending Ukraine Sovereignty Act of 2022 [S.3488] [International ] [Defense ] [National Security ] [Military ] [Human Rights ]
A bill to counter the aggression of the Russian Federation against Ukraine and Eastern European allies, to expedite security assistance to Ukraine to bolster Ukraine's defense capabilities, and to impose sanctions relating to the actions of the Russian Federation with respect to Ukraine, and for other purposes.

  

Sponsored by: Sen. Robert Casey Read The Second Time. Placed On Senate Legislative Calendar Under General Orders. Calendar No. 251. on 01/18/2022

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Federal
US Congress 117th Congress

Ban Congressional Stock Trading Act [S.3494] [Ethics ] [Finance ]
A bill to amend the Ethics in Government Act of 1978 to require Members of Congress and their spouses and dependents to place certain assets into blind trusts, and for other purposes.

  

Sponsored by: Sen. Brian Schatz Read Twice And Referred To The Committee On Homeland Security And Governmental Affairs. on 01/12/2022

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Federal
US Congress 117th Congress

SPACE Act Space Protection of American Command and Enterprise Act [S.3306] [Telecommunications ] [Aerospace ] [National Security ] [Trade ] [Technology and Innovation ] [Defense ] [Cybersecurity ]
A bill to prohibit the purchase of certain telecommunications or aerospace goods or service from entities affiliated with the People's Republic of China or the Russian Federation and to require reporting relating to investment by foreign persons in the aerospace industry in the United States, and for other purposes.

  

Sponsored by: Sen. Marco Rubio Read Twice And Referred To The Committee On Commerce, Science, And Transportation. on 12/02/2021

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Federal
US Congress 117th Congress

A bill to amend the Internal Revenue Code of 1986 to provide special rules for purposes of determining if financial guaranty insurance companies are qualifying insurance corporations under the passive foreign investment company rules. [S.3217] [Finance ] [Insurance ] [Taxes ]
A bill to amend the Internal Revenue Code of 1986 to provide special rules for purposes of determining if financial guaranty insurance companies are qualifying insurance corporations under the passive foreign investment company rules.

  

Sponsored by: Sen. Robert Menendez Read Twice And Referred To The Committee On Finance. on 11/17/2021

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